Simon Heap
Great Britain
Aim: to outline the key issues for NGOs considering engaging with the private sector as a development strategy.
INTRAC, the International NGO Training and Research Centre, is based in Oxford, Great Britain. It was set up in 1991 to provide specially designed training, consultancy and research services to organisations involved in relief and development. INTRAC is an NGO serving NGOs - an NGO Support Organisation. INTRAC's goal is to improve NGO performance by exploring NGO policy issues and by strengthening NGO management and organisational effectiveness. INTRAC runs a large programme in Central Asia and INTRAC's website, <www.intrac.org>, provides a comprehensive list of all work.
The private sector will be an increasingly important target for NGOs, yet the dynamics of such relationships has been very little researched. The aim of INTRAC's project, funded by the Ford Foundation of America and Soros Foundations in Kazakstan and Uzbekistan, was to find out whether, when, and how NGOs and the private sector can effectively work together. The research is being used by both sectors to conduct the best future strategies in engaging each other in more dynamic relationships for sustainable development and is directed at three distinct NGO and corporate audiences:
The study design systematized the benefits and drawbacks of NGO-business engagements, analysed the processes at play, collated the lessons to be learned, and proffered alternative possibilities of future engagements between the two sectors. Phase One laid out the issues concerning engagements between NGOs and the private sector and provided a basis on which to examine matters in greater depth in case studies during Phase Two. Substantial cases documented in detail a number of specific examples of NGO-business relationships for analysis and comparison relating to key research questions: What form relationships take, how and why these are changing over time; what has worked; what organisational and management issues arise; and whether there are lessons to be drawn across business/NGO sectors. For NGO-business partnerships to work, they must be rooted in very practical considerations. Anything that an NGO can do to reduce a company's business risk is a potential basis for collaboration. The publications from the project show the range of sparks, motivations, outcomes, challenges, sweat and rewards of such partnerships.
Globalisation and the increasingly multinational
nature of business and electronic means of communication has led to a reduction in the
powers of the nation-state to affect development and a rise in the powers of the business
community. Transnational corporations (TNCs) account for around one quarter of the earth's
gross national products and with such massive resources at their disposal there is
increasing recognition that with global influence comes global responsibility, as
governments and international agencies are failing to deliver meaningful steps towards the
protection of the world's forests and fisheries as well as the elimination of poverty.
Tackling issues of environmental and social concern no longer rests
solely with governments but has become an obligation of the business community. Does this
transfer of governmental responsibilities to the other sectors lend itself to greater
levels of collaboration between the private sector and NGOs? Partnerships between business
and NGOs may be contemporary solutions to pressing present-day problems. Such a changed
environment has implications for the way businesses and NGOs think and work. 'It is a
debate that every NGO must listen and respond to, but each will do so in a different way -
some more enthusiastically and aggressively than others'.
Most interactions between NGOs and the private sector have historically
occurred either to funnel money from corporate donations to NGO projects, or to express
hostility, as both sectors see each other as having mutually incompatible goals. However,
increasingly the two sectors are looking beyond funding and fighting, keen for mutual
benefit, to explore the sharing of expertise, resources and, most importantly, agendas.
Relationships might move through four phases of NGO-business engagement:
In the past, the 4 phases of NGO-business engagement were carried out in order over time, some never progressing beyond the first stage. This is no longer the only process. Today's NGOs often do not need corporate donations to get a partnership going. 'Increasingly the focus of NGOs eyes on companies is turning away from funding in isolation towards the issue of 'humanising capitalism' - perhaps the key task of the 21st century.
What NGOs want and what the private sector offers:
- 1. Cash/Philanthropy.
2. Gifts in Kind.
3. Social Marketing
4. Access to networks and contacts.
By using its links with the Private Sector, NGOs can gain access to the wider business community or government.
5. Technical expertise.
6. Organisational structures.
Business has outstripped both NGO and government sectors in terms of management/organisational advances. It can provide new Human Resource Management skills: an innovative, risk-taking perspective, leadership capacity, and an ability to focus on making things happen.
7. Financial Acumen and Customer Focus:
The Private Sector can assist NGOs with their finances - either by contributing to their activities or by assisting them to develop ways of earning their own income. This too, would be money well-invested, for the work these NGOs do.
What the private sector wants and what NGOs can offer:
1. A Chance to Demonstrate Corporate Philanthropy.
2. Enhanced Reputation.
3. Financial Benefits.
4. Competitive Advantage.
Potential increased sales and profits through Cause-Related Marketing (RCM). Businesses' dual citizenship means market and social responsibilities. They are linked: if a community is healthier and has less crime and vandalism, the community will thrive socially and economically, and business will benefit though increased sales.
5. NGOs Provide a Much Needed External Challenge
6. NGOs Give Businesses Credibility in the Local Community
The opportunity to act in a socially responsible fashion; some companies have a policy stating their obligation to contribute to and participate in the communities in which they operate, and so requires opportunities to consolidate and protect company's investment in the community.
7. NGO Credibility with the Public on Issues Regarding Private Sector Involvement in a Particular Issue.
NGOs are repositories of knowledge on issues which the Private Sector could use. NGOs have specialist expertise, such as disability charities advising on disabled employee rights issues for employers or companies needing information about the lifestyle of older people or young black groups.
8. NGO Knowledge of, and Access to, a Geographic Community or target audience.
This will help fulfil business objectives, especially ones in which the company are investing for the first time. Given NGOs expertise in language, local issues and contact facilitation, this is surely an area which could lead to Private Sector engagement, especially with TNCs moving into new markets.
9. Human Resource Management Implications.
Benefits of working with NGOs include
opportunities for skills development and training opportunities; gain from the talent and
skills of staff and volunteers; and insights into different management styles.
Businesses and NGOs too often listen only to themselves. External
engagement, however, can open up new voices and fresh thinking. Even though many have yet
to realise it, they are made for each other. Companies and NGOs could do far more together
than separately. While an increasing number of NGOs and businesses are seeking to work
together, they are often perceived as being at opposite ends of concern on issues of
poverty and development. Negative stereotypical perceptions run very deep on both sides,
leading to mutual suspicion and resistance to change. Companies see NGOs as idealists and
undisciplined by the reality of the market place. In turn, NGOs often see the image of the
begging-bowl - with the majority of benefits going to companies. They view companies as
having prospered at the expense of everyone else.
For those NGOs already engaged with business, what do they hope to
achieve by it? If some companies can be accused of partnering for PR reasons, NGOs can
equally be accused of using partnership as a competitive tool to raise their profile among
donors and to sensitize supporters. The perceived power of boardrooms and lunches with
company directors attract some NGO staff, but less so their own NGOs' mission principles.
Few NGOs have a united position regarding business except those pursuing a solely
antagonistic route. Enough NGO people see business as "the capitalist enemy" to
form a challenging constituency, but many skeptical NGO staff are shareholders through
their pension funds.
NGO-business relations are like a game of chess. While there are only a
few pieces to move, there is an almost infinite variety of ways to play the game. The
NGO's pieces include the supporters, target groups, or beneficiaries [Pawns], the NGO
staff from the three departments of fund-raising, advocacy, and programs [Knights, Bishops
and Castles], the Board of Trustees [Queen] and the core mission [King]. While lesser
pieces can be brought into play, traded away, even sacrificed, the King must never get
compromised and checkmated in the game with corporations. Are NGOs getting themselves
stalemated, pursuing hopelessly lost end-games or actually pressing home their advantages
to win? INTRAC's current research in this area suggests few NGOs know the rules, and even
fewer are Grandmasters. Most of the latter tend towards environmentalist rather than
developmentalist NGOs.
That a company exists merely to maximize shareholders' profits is no
longer a valid proposition. A company's impact on its stakeholders is an emerging
benchmark of corporate performance since stakeholders are beginning to ask what companies
can do for society, not what society can do for companies. Investors are increasingly
interested in the risk factors associated with reputation. An enhanced public image
through association with an NGO can increase corporate brand reputation.
NGOs can mobilize their constituents into a coherent force, first, to
urge business to do the right thing, and second, to get business to do the right thing
right in the interests of their own NGO objectives. To do this effectively and
efficiently, NGOs will need to reject the idea that business does not matter and
pragmatically take on board the potential NGO role of manipulating capitalism for the
global good. NGOs undervalue their powerful potentials: Their credible assets are
advocacy, legitimacy, information, vision, and expertise. NGOs need to be educated in new
ways, to reject stereotypes, not principles. Everyone would be better served if NGOs were
to decide if and when to engage, and what they want, before approaching companies.
Sleeping NGOs will find their policy of inertia as regards business increasingly
troublesome and threatening to their very existence as businesses move on to traditional
"NGO ground" in terms of both ideas and practical solutions.
Trust is becoming a fundamental driver for partnerships between
business and NGOs, but there are serious implications for NGOs if a corporate relationship
turns sour, NGOs should not be endorsing companies, but engaging with them critically.
This applies equally to corporations. Some of the best partnerships will come from those
who disagree with each other. The world has spent many years debating what business can
offer the NGOs, but what NGOs can offer the corporate world is a recent trend. The
potential of NGO-business links are enormous. We can learn from those NGOs who have
engaging business around the world, and I am here to learn from Russian experiences as
well.
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